Governance
Board of Governors
FINRA’s Board is composed of 23 industry and public members. Learn more about the current Board members, selection process and terms of service.
FINRA Executives
Learn more about the executives responsible for managing FINRA’s day-to-day operations.
Standing Committees
The FINRA Board is authorized to appoint committees to facilitate and assist in the execution of the Board’s responsibilities.
Advisory Committees
FINRA has 13 advisory committees that provide feedback on rule proposals, regulatory initiatives and industry issues.
Regional Committees
FINRA has 5 Regional committees that advise FINRA on industry trends of regulatory concern and provide input on the impact of FINRA’s regulatory programs.
Ad Hoc Committees
FINRA departments create specific subject-matter committees as needed to consult on various issues.
Lend Your Experience to a FINRA Committee
Hear from FINRA committee members as they detail their experiences serving on FINRA committees, share the benefits of participation and provide recommendations for how to get involved.
Governance Documents
Recent Governance and Election Notices
FINRA Rulebook
FINRA’s organizational documents—including the By-Laws and Certificate of Incorporation—are available in the FINRA Rulebook.
