FINRA Trademarks

The following is a list of trademarks of Financial Industry Regulatory Authority, Inc. (FINRA Marks). This list may be updated at any time without notice.

ADF^®
Agency Debt Trade Dissemination Service^TM
ATDS^TM
Bond Trade Dissemination Service^TM
BrokerCheck^®
BTDS^TM
Certified Regulatory and Compliance Professional (CRCP)^®
CRCP^®
CRD^®
eFOCUS^TM
Financial Industry Networking Directory^TM
Financial Industry Regulatory Authority^®
FIND^®
FINRA^®
FINRA ADDS^®
FINRA Automated Data Delivery System^®
FINRA Bond Facts^TM
FINRA Business Conduct Roundtable^®
FINRA CAT^TM
FINRA CE Online System^®
FINRA Firm Gateway^®
FINRA Funding Portal Registration Depository^TM
FINRA Investor Education Foundation^®
FINRA Private Fund Reporting Depository^TM
FINRA Rulebook Search Tool^TM
FINRA Securities Helpline for Seniors^®
FIRST^TM
FPRD^®
Fund Analyzer^TM
HELPS^®
IARD^TM
INSITE^TM
Investor Protection. Market Integrity.^SM
NASD^®
OATS^TM
OMDF^SM
ORF^TM
OTC Bulletin Board^®
OTC Montage Data Facility^SM
OTC Reporting Facility^TM
OTCBB^®
PFRD^®
PROCTOR^®
Securities Industry Essentials^®
Securities Industry Essentials Examination^TM
Securitized Products Dissemination Service^TM
SIE^®
SPDS^TM
TESS^TM
Test Enrollment Services System^TM
TRACE^®
Trade Reporting and Compliance Engine^®
Trade Reporting and Quotation Service^®
Trade Reporting Facility^®
TRAQS^TM
TRF^®
Web EFT^TM

These FINRA Marks are trademarks, service marks, and logos (registered or unregistered) owned by the Financial Industry Regulatory Authority, Inc., in the United States and other countries.

The absence of a name, logo, or other mark on this list does not constitute a waiver of any intellectual property rights that FINRA has established in any of its products or services.

Third parties may not use the FINRA Marks, in any manner, which suggests or hints at affiliation with, sponsorship of or endorsement by, FINRA without prior written permission. Any misuse of the FINRA Marks is strictly prohibited and may violate trademark laws.