FINRA Webinar: Remote Inspections Pilot Program Data Submission and Documentation Requirements

FINRA staff will host this one-hour webinar to discuss the Remote Inspections Pilot Program data submission and documentation requirements. This session will review the upcoming deadlines and the data and information requirements and submission process.

This event is open to FINRA member firms only. Participants must provide their firm's broker-dealer number when registering. A recording will be made available after the event.

This event is closed to the press.

Questions 

For questions regarding the webinar, contact Member Relations and Education. For questions regarding registration, please email [email protected].